David Puente, 

David joined Frost Investment Advisors, LLC in August 2021, bringing four years of experience in the financial services sector.

David’s primary responsibilities include performing complex duties related to the analysis of risk, valuations and performance attribution of select investment strategies managed by the adviser. He is also responsible for preparing, managing and maintaining the data integrity of the Frost strategies reported to third-party consultant databases, ensuring investment reported data adheres to adviser and regulatory requirements, and the management of RFPs.

Previously, as a compliance analyst I with the adviser, David worked in tandem with other compliance personnel to verify compliance with internal policies and procedures, specifically the Investment Advisers Act of 1940 requirements as they apply to registered funds and separately managed accounts. He also assisted with due diligence efforts and analysis of all marketing collateral produced by the adviser. Prior to joining the adviser, David worked in regulatory compliance as an associate analyst for Ernst & Young, performing consulting work in the anti-money-laundering field.

David earned a Bachelor of Business Administration in accounting from Tarleton State University in 2020.

CAMS® is a title earned from the Association of Certified Anti-Money Laundering Specialists (ACAMS®). A professional becomes certified through work experience, education, and passing the CAMS examination. CAMS programs address terrorism financing, anti-money laundering, compliance programs, and anti-money-laundering investigations.