David Puente  

Compliance Analyst I

David Puente

David joined Frost Investment Advisors, LLC in August 2021, and has two years of experience in the financial services sector.  

As a Compliance Analyst I with the Adviser, David works in tandem with other compliance personnel to verify the Adviser’s compliance with internal policies and procedures, specifically the Investment Advisers Act of 1940 requirements as they apply to registered funds and separately managed accounts.  In addition, he also assists with the effort to conduct the due diligence and analysis of all marketing collateral produced by the Adviser. 

Prior to joining the Adviser, David worked in regulatory compliance as an Associate Analyst for Ernst & Young, performing consulting work in the anti-money laundering field. 

David earned a Bachelor of Business Administration degree in Accounting from Tarleton State University (2020).